Representative Transactions

Steven R. Block | Warren W. Garden | I. Richard Levy | Christopher M. McNeill | Susan K. Frierott

Susan K. Frierott

Securities

• Represent publicly reporting clients in preparing and filing registration statements with the SEC relating to public offerings, including a leading oscilloscope company
• Represent publicly reporting clients in preparing and filing annual reports, quarterly reports, proxy statements, and other required filings
• Represent publicly reporting and private clients in offerings of securities exempted from registration under SEC regulations, including drafting private placement memoranda

Corporate Governance

• Advise clients on requirements under Sarbanes-Oxley, including the implementation of a company-wide document retention policy for a major hotel group in Las Vegas
• Advise clients of fiduciary duties of directors for public companies in light of Sarbanes-Oxley
• Advise clients in the corporate formation and operation of corporations, limited liability companies, and limited partnerships

Mergers and Acquisitions

• Represent publicly reporting and private clients in connection with mergers and acquisitions, including a major pharmaceutical company

Miscellaneous

• Represent clients in the negotiation and drafting of commercial leases, including a retailer for North Park mall & West Village
  
• Represent clients in the negotiation and drafting of various corporate agreements, including executive employment agreements and talent compensation agreements

Litigation

• Represent clients in class action suits involving Unfair Competition Law, False Advertising Law, and CLRA
  
• Represent clients in claims involving invasion of privacy under §3344 and the common law, breach of contract, breach of fiduciary duty, and fraud
  
• Represent clients in cases involving copyright infringement of musical compositions